Alan Steven Mann

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Henderson, NV
• 06/2012 → Present
  Bank Of America, N.A.
  Henderson, NV

Previous Registrations

• 2009-06-01 → 2012-02-13
  Morgan Stanley
  Henderson, NV
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Henderson, NV
• 2002-09-05 → 2007-04-02
  Morgan Stanley Dw Inc.
  Henderson, NV
  Henderson, NV

Other Businesses

I*1174266, Entity Type: Entity For Profit, Name of OBA: Southern Nevada Officials association, Address: Henderson, Nevada 89074, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 02/06/2023, No Hours: 4, No Hours during trading: 0, Duties: referee high school basketball

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-05
• S63 Uniform Securities Agent State Law Examination
  1988-07-27