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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-01-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Henderson | NV | 02/2012 | Present |
| Bank Of America, N.A. | Henderson | NV | 06/2012 | Present |
I*1174266, Entity Type: Entity For Profit, Name of OBA: Southern Nevada Officials association, Address: Henderson, Nevada 89074, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 02/06/2023, No Hours: 4, No Hours during trading: 0, Duties: referee high school basketball
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-27 |
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