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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2008-01-24 |
Branch Locations
6752 Parker Farm Dr Ste 300 [Fj-Rbo], Wilmington, NC 28405 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wilmington | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 11/2016 | Present |
HAMPTON PLACE CONDO'S, NOT INVT RELATED, WILMINGTON, NC, PRESIDENT, START DATE 2/1/2024, 5 HRS PER MONTH, 3 HRS DURING TRADING, ATTENDING AND MEETING WITH OTHER BOARD MEMBERS TO REVIEW THE CAM'S MANAGEMENT ACTIVITIES AND DEAL WITH ISSUES OF THE PROPERTY, REVIEWING BUDGET AND APPROVING EXPENSES. AIRLIE AT WRIGHTSVILLE SOUND HOA, NOT INVT RELATED, WILMINGTON, NC, BOARD MEMBER, START DATE 12/2/2024, 1 HR PER MONTH AND DURING TRADING, ATTENDING MEETINGS, OVERSEE THE MANAGEMENT OF THE PROPERTY AND BUDGET.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-29 |
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