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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-07-11 |
| TX | RA | APPROVED | 2022-07-11 |
Branch Locations
2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States
Arlington Heights, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 06/1988 | 06/2022 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/1988 | 06/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2007 | 06/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2015 | 06/2022 |
| Lpl Financial Llc | Downers Grove | IL | 07/2022 | Present |
1)7/2022- Non-Variable Insurance- Agent selling LIFE, DISABILITY, LONG TERMCARE, ANNUITIES- inv. related- Downers Grove, IL - start date 1988- 1hrs/mth 2) 7/2022- Barmore Farm LLC- For Profit Business - Farm / owner- non-inv. related- 504 S. BELMONTE AVE, ARLINGTON HEIGHTS, IL 60005 - 1 hrs 3) 7/2022- Highpoint Planning Partners LLC- DBA for LPL Business (entity for LPL business)- inv. related- Downers Grove, IL 4) 7/2022- TRB Financial Services, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Downers Grove, IL 5)7/2022- PWA, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Downers Grove, IL 6) 7/2022- Trustee, C.A.B. Irrevocable Trust 4/28/2009- Act in a Fiduciary Capacity- inv. related- ARLINGTON HEIGHTS, IL- start date 4/28/2009 7) 7/2022- Trustee, D.R.B. Irrevocable Trust 4/28/2009Act in a Fiduciary Capacity- inv. related- ARLINGTON HEIGHTS, IL- start date 4/28/2009 8)07/11/2022 - Trustee, Cynthia A. Barmore Revocable Trust uad 12/18/2012 - Investment Related - Home Based - Act in a Fiduciary Capacity - Trustee - Start Date - 12/18/2012 - 1 Hours Per Month/1 Hours During Securities Trading - Time Spent 1%. 9)07/11/2022 - Trustee, David R Barmore Revocable Trust uad 12/18/2012 - Investment Related - Home Based - Act in a Fiduciary Capacity - Trustee - Start Date - 12/18/2012 - 1 Hours Per Month - Time Spent 1%. 10)08/17/2022 - Professional Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/21/2022 - 1 Hours Per Month/1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-05 |
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