David H Holan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 09/2019
  Ameriprise Financial Services, Inc.
  Chicago, IL
• 09/2019 → Present
  Lpl Financial, Llc
  Downers Grove, IL

Previous Registrations

• 2010-03-05 → 2019-09-23
  Ameriprise Financial Services, Llc
  Chicago, IL
  Downers Grove, IL
• 2003-04-25 → 2010-03-12
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL
• 1998-03-09 → 2003-04-28
  Prudential Equity Group, Llc
  Chicago, IL

Other Businesses

1. 09/24/2019 - HIGHPOINT PLANNING PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ DOWNERS GROVE, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-01-12
• S63 Uniform Securities Agent State Law Examination
  1988-02-22

Other Names

• David Henry Holan