Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-03
LA RA APPROVED 2013-11-13
  • TX RA
    APPROVED
    Since 2026-01-03
  • LA RA
    APPROVED
    Since 2013-11-13

Branch Locations

3417 Veterans Memorial Blvd, Metairie, LA 70002 • United States

7926 Wolf River Boulevard, Germantown, TN 38138-1725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New Orleans LA 04/1989 Present
Charles Schwab Bank Ssb New Orleans LA 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
S63 Uniform Securities Agent State Law Examination 1988-01-19
  • S66 Uniform Combined State Law Examination
    2016-06-16
  • S63 Uniform Securities Agent State Law Examination
    1988-01-19
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Metairie, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor