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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-08-29 |
| CO | RA | APPROVED | 2021-03-01 |
| TX | RA | APPROVED_RES | 2021-02-25 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
2950 E. Harmony Road Suite 250, Fort Collins, CO 80528 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Fort Collins | CO | 08/2010 | 02/2021 |
| Steward Partners Investment Advisory Llc | Fort Collins | CO | 02/2021 | Present |
| Raymond James Financial Services, Inc. | Fort Collins | CO | 02/2021 | 05/2022 |
| Steward Partners Global Advisory, Llc | Fort Collins | CO | 02/2021 | Present |
| Steward Partners Investment Solutions, Llc | Ft. Collins | CO | 05/2022 | Present |
(1) Name of Business: Harmony Private Wealth at Steward Partners Address: 2950 E Harmony Road Suite 250, Fort Collins, CO, 80528, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/25/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Wealth Advisor (2) Name of Business: Paul & Janet Mabry Address: 624 Meadow Run Dr, Fort Collins, CO, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: No Start Date: 08/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My husband and I purchased an income property, we are renting to renters who pay us monthly. (3) Name of Business: Steward Partners Global Advisory Address: 2950 E Harmony Road Suite 250 , Fort Collins, CO, 80528, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/07/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: install insurance products listed (4) Name of Business: Steward Partners Global Advisory Address: 2950 E Harmony Rd Suite 250, Fort Collins, CO, 80528, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/25/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Wealth Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-04 |
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