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Janice Gayle Farr

Ally Invest Advisors

Charlotte, NC

Marshfield, MO

CRD 1762976

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Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-10-08
  • MO RA
    APPROVED
    Since 2021-10-08

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Marshfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Springfield MO 01/2020 07/2021
Unemployed Bonita Springs FL 02/2016 07/2018
Unemployed Sarasota FL 10/2018 12/2019
Ally Invest Securities Llc Charlotte NC 08/2021 Present
Ally Invest Advisors Charlotte NC 10/2021 Present
  • 01/2020 → 07/2021
    Springfield, MO
  • 02/2016 → 07/2018
    Unemployed
    Bonita Springs, FL
  • 10/2018 → 12/2019
    Unemployed
    Sarasota, FL
  • 08/2021 → Present
    Ally Invest Securities Llc
    Charlotte, NC
  • 10/2021 → Present
    Charlotte, NC
Previous Registrations
Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist-Invest Services. Dually licensed. 08/16/2021. 40+ hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-12
S63 Uniform Securities Agent State Law Examination 2006-08-11
  • S66 Uniform Combined State Law Examination
    2020-05-12
  • S63 Uniform Securities Agent State Law Examination
    2006-08-11
Other Names
  • Jan Gayle Farr
  • Jan Gayle Todd
  • Jan G Farr
  • Janice G Farr
  • Janice Farr

View on SEC IAPD

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