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Jane Lafata

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
NJ RA APPROVED 2014-12-24
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • NJ RA
    APPROVED
    Since 2014-12-24

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Glen Rock NJ 12/2014 Present
  • 12/2014 → Present
    Merrill Lynch Pierce Fenner & Smith
    Glen Rock, NJ
Previous Registrations
  • 2012-12-05 → 2014-12-01
    Td Ameritrade, Inc.
    Jersey City, NJ
  • 2012-12-05 → 2014-12-01
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
  • 2012-05-02 → 2012-11-27
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 2011-08-29 → 2011-11-30
    R. Seelaus & Co., Llc
    Chatham, NJ
    Summit, NJ
  • 2009-02-18 → 2011-08-31
    Hsbc Securities (Usa) Inc.
    Ridgewood, NJ
  • 2006-02-14 → 2008-08-25
    Banc Of America Investment Services, Inc.
    Glen Rock, NJ
    Fort Lee, NJ
    Fort Lee, NJ
  • 2006-01-19 → 2006-01-20
    Equitable Advisors, Llc
    Paramus, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-07
S63 Uniform Securities Agent State Law Examination 2001-03-29
  • S65 Uniform Investment Adviser Law Examination
    2005-09-07
  • S63 Uniform Securities Agent State Law Examination
    2001-03-29
Other Names
  • Jane Masiello
  • Jane Masiello

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ

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