James Anthony Tollus

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Lincoln Financial Securities Corporation
  Simpsonville, SC
• 01/2025 → Present
  Osaic Wealth, Inc.
  Simpsonville, SC

Previous Registrations

• 2011-03-14 → 2025-01-24
  Osaic Fs, Inc.
  Simpsonville, SC
• 2000-09-26 → 2011-03-09
  Osaic Fa, Inc.
  Greenville, SC
  Simpsonville, SC
  Morrisville, NC
  Greenville, SC
  Greenville, SC
  Simpsonville, SC

Other Businesses

1) CAROLINAS WEALTH MANAGEMENT GROUP, 114 PARKSIDE DRIVE, SIMPSONVILLE, SC, 29681. INSURANCE, INVESTMENT RELATED, AGENT, OFFERS DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES AND TRADITIONAL LIFE INSURANCE PRODUCTS. START DATE 12/2010 WORKING 120 HPM ALL DURING TRADING HOURS. 2) JAMES TOLLUS 114 PARKSIDE DRIVE SIMPSONVILLE, SC, 29681 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERS FIXED-INDEXED AND FIXED ANNUITIES START DATE: 01/2021 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 3) 114 PARKSIDE DRIVE, SIMPSONVILLE, SC 29681 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERS LONG-TERM CARE AND TRADITIONAL LIFE INSURANCE ALONG WITH FIXED ANNUITIES START DATE: 01/2021 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-27
• S63 Uniform Securities Agent State Law Examination
  1987-09-15

Designations

• Chartered Financial Consultant

Other Names

• Jim Tollus
• James A Tollus