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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2021-10-13 |
| OH | RA | APPROVED | 2009-06-01 |
Branch Locations
4380 Buckeye Lane Suite 200, Beavercreek, OH 45440 • United States
Venice, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Centerville | OH | 04/2007 | Present |
| Morgan Stanley Smith Barney | Centerville | OH | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. MALVERN SEASONAL RENTAL, The FischPond LLC; Investment related: Yes; Venice, FL; Rental property; Property owner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2010; During business hours: 0; After business hours: 2; Co owner with my spouse. 3. *518960 - Fischer's Feathered Fields; Investment related Yes; Venice, Florida; Recreation, Agriculture, Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2023 ; During business hours: 22; After business hours: 38; Business Development/Growth, Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements, Customer Service, Labor/Service, Sales/Marketing, Other, Property Management,Other duties related to health management and sales of foals and adult Gypsy Vanner horses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-29 |
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