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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2021-10-13
OH RA APPROVED 2009-06-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2021-10-13
  • OH RA
    APPROVED
    Since 2009-06-01

Branch Locations

4380 Buckeye Lane Suite 200, Beavercreek, OH 45440 • United States

Venice, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Centerville OH 04/2007 Present
Morgan Stanley Smith Barney Centerville OH 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Centerville, OH
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Centerville, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Centerville, OH
  • 2005-09-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Centerville, OH
    Centerville, OH
Other Businesses

1. MALVERN SEASONAL RENTAL, The FischPond LLC; Investment related: Yes; Venice, FL; Rental property; Property owner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2010; During business hours: 0; After business hours: 2; Co owner with my spouse. 3. *518960 - Fischer's Feathered Fields; Investment related Yes; Venice, Florida; Recreation, Agriculture, Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2023 ; During business hours: 22; After business hours: 38; Business Development/Growth, Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements, Customer Service, Labor/Service, Sales/Marketing, Other, Property Management,Other duties related to health management and sales of foals and adult Gypsy Vanner horses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-31
S63 Uniform Securities Agent State Law Examination 1996-05-29
  • S65 Uniform Investment Adviser Law Examination
    2006-07-31
  • S63 Uniform Securities Agent State Law Examination
    1996-05-29

View on SEC IAPD

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