Gene Douglas Balas

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 11/2021
  Goldman Sachs
  Newport Beach, CA
• 11/2021 → Present
  Seia Llc
  Los Angeles, CA
• 08/2023 → Present
  Ses Inc.
  Los Angeles, CA

Previous Registrations

• 2014-02-10 → 2020-12-31
  United Capital Financial Advisors
  Irving, TX
• 2012-06-13 → 2014-01-15
  East End Wealth Management
  Hampton Bays, NY
• 2008-08-01 → 2009-04-09
  Assetmark, Inc.
  Encino, CA
• 2006-07-26 → 2008-07-31
  Genworth Financial Asset Management, Inc
  Encino, CA
• 2005-03-29 → 2006-06-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Jersey City, NJ

Other Businesses

SEIA LLC POSITION: Investment Strategist NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/15/2021 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-28
• S63 Uniform Securities Agent State Law Examination
  1994-03-17

Other Names

• Gene Douglas Balas
• Gene Balas