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Dexter M Davis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-05-31
  • NC RA
    APPROVED
    Since 2022-05-31

Branch Locations

1123 Military Cutoff Rd, Wilmington, NC 28405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bel Air MD 02/1996 Present
Bank Of America,N.A. Bel Air MD 06/2011 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-04
  • S63 Uniform Securities Agent State Law Examination
    1987-08-04
Other Names
  • Dexter Meredith Davis
  • Dexter Davis

View on SEC IAPD

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