Helen M Smith

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 03/2017
  Metlife Securities
  Fort Lauderdale, FL
• 03/2017 → 12/2024
  Mml Investors Services, Llc
  Ft Lauderdale, FL
• 07/2016 → 09/2025
  Massmutual Life Insurance Company
  Ft Lauderdale, FL
• 11/2025 → Present
  Equity Services, Inc.
  Montpelier, VT
• 10/2025 → Present
  National Life Group
  Red Bank, NJ

Previous Registrations

• 2017-03-25 → 2024-12-31
  Mml Investors Services, Llc
  Fort Lauderdale, FL
  West Palm Beach, FL
  Ft Lauderdale, FL
  Ft Lauderdale, FL
  Plantation, FL
  Ft Lauderdale, FL
  Fort Lauderdale, FL
• 2014-12-03 → 2017-03-25
  Msi Financial Services, Inc.
  Fort Lauderdale, FL

Other Businesses

*HELEN SMITH - INSURANCE. 1411 NW 46TH ST, FT LAUDERDALE FL. INV REL.JUNE 2016. OUTSIDE INSURANCE BUSINESS. AGENT. LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH. DURING TRADE HRS. * INTEGRATED FINANCIAL CONCEPTS LLC / NATIONAL LIFE INS CO. 200 SCHULZ DR SUITE 125 RED BANK NJ. INV REL. OCT 2025. INSURANCE SALES. AGENT. 160 HRS DURING TRADING HRS. I AM A BROKER AGENT FROM NLV AGENCY.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-12
• S63 Uniform Securities Agent State Law Examination
  1987-07-30

Other Names

• Helen M Smith
• Helen Marie Smith