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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-08-22 |
Branch Locations
500 Newport Center Dr Ste 850, Newport Beach, CA 92660 • United States
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities, Inc. | Ontario | CA | 08/2011 | Present |
(1) Public notary; not investment related; Apple Valley, CA; notary; start date: 04/08/2024; 1 hour monthly and no hours during business hours; notarize forms ---- (2) The Parks Pryor Wealth Management Group; Investment Related; Pasadena, CA; DBA for Wedbush Securities business; Registered Wealth Management; Start 07/2025; Approx: 40 hours weekly during business hours; Duties: DBA for Wedbush Securities business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-06 |
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