William Wadsworth Lloyd

Current Employers

Employment History

• 01/1989 → 07/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsford, NY
• 07/2016 → Present
  Stifel Nicolaus & Co Inc
  Rochester, NY

Previous Registrations

• 2001-02-16 → 2012-12-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rochester, NY
  Pittsford, NY

Other Businesses

1. LLOYD COTUIT LP; 3468 NATIONS RD GENESEO NY 14454; FAMILY REAL ESTATE; 20% OWNER OF THE CONTROLLING INTEREST (WITH HIS 4 SIBLINGS); OF COUNCIL; 01/01/1990; 2 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; THIS IS A SUMMER HOUSE ON CAPE COD WHICH HIS PARENTS GAVE AWAY TO THEIR DESCENDANTS FOR ESTATE PLANNING PURPOSES; THE HOUSE IS MANAGED BY ONE OF HIS SISTERS' NOT INVESTMENT-RELATED. 2. LLOYD DIXON LP; 3468 NATIONS RD GENESEO NY 14454; FAMILY-HELD REAL ESTATE. PROPERTY MANAGEMENT; MANAGING PARTNER; MANAGING LEASES, COLLECTING RENT, IMPROVING PROPERTIES; 05/15/1985; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED. 3. 234 VINEYARD ROAD; 3468 NATIONS RD GENESO NY 14454; SUMMER HOME, RENTAL PROPERTY; AFFILIATION STARTED 01/01/2008; 4.0 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTED-RELATED. 4. SEVEN NATIONS STAKES, INC.; 3899 HUSTON RD GENESEO NY 14454; FAMILY-HELD AGRICULTURE; PRESIDENT, SHAREHOLDER; GENERAL OVERSIGHT, LONG-TERM PLANNING; AFFILIATION STARTED 02/04/1994; 40 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; TWO OF HIS SIBLINGS AND HIM OWN 1/3 OF THE OUTSTANDING SHARES, THE REST ARE HELD BY HIS FIRST COUSINS; NOT INVESTMENT-RELATED. 5. SHAKER FARM CORP,; 3899 HUSTON RD GENESEO NY 14454; AGRICULTURE: FARM LEASED TO OTHERS; VICE PRESIDENT; DIRECTOR, OFFICER;01/01/1975; 5 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 6. Genesee Valley Conservancy; POB 73 (1 Main Street) Geneseo NY 14454; Land Trust; Board Member; Acquisitions and Membership Committees; affiliation started 04/06/2017; 2.0 hours per month; not during securities trading hours; not investment- related. 7. Executor, Administrator or personal rep of family estate

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-10
• S63 Uniform Securities Agent State Law Examination
  1987-05-27

Other Names

• Bill Lloyd