Eugene O'BRien

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Clover Wealth Management. Ltd,
  Irvine, CA
• 12/2012 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 12/2012 → 11/2020
  First Alied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Irvine, CA

Previous Registrations

• 2012-12-19 → 2020-11-12
  First Allied Advisory Services, Inc.
  Irvine, CA
  San Jose, CA
• 2004-07-30 → 2012-12-20
  1St Global Advisors Inc
  Irvine, CA
• 2004-10-12 → 2010-07-08
  Redwitz Wealth Management Group
  Irvine, CA

Other Businesses

1.CLOVER WEALTH MANAGEMENT, LTD.; DBA; IRVINE, CA; INVESTMENT RELATED; 100% OWNER; 5/10; 200 HOURS/MONTH; 8 HOURS DURING TRADING; FINANCIAL SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2004-07-29
• S63 Uniform Securities Agent State Law Examination
  1989-12-19

Designations

• Chartered Financial Analyst

Other Names

• Eugene Obrien