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Roark Alan Gover

Commonwealth Financial Network

Doylestown, PA

CRD 1676215

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-19
  • PA RA
    APPROVED
    Since 2023-05-19

Branch Locations

601 New Britain Road Suite 525, Doylestown, PA 18901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Allentown PA 04/1992 05/2023
Securian Financial Services, Inc. Allentown PA 04/1999 05/2023
Roark A Gover, Cpa Northampton PA 02/1986 Present
Foundations Financial Partners Doylestown PA 01/2014 Present
Commonwealth Financial Network Waltham MA 05/2023 Present
  • 04/1992 → 05/2023
    Minnesota Life
    Allentown, PA
  • 04/1999 → 05/2023
    Securian Financial Services, Inc.
    Allentown, PA
  • 02/1986 → Present
    Roark A Gover, Cpa
    Northampton, PA
  • 01/2014 → Present
    Foundations Financial Partners
    Doylestown, PA
  • 05/2023 → Present
    Waltham, MA
Previous Registrations
  • 2012-03-02 → 2023-05-12
    Securian Financial Services, Inc.
    Coopersburg, PA
    Allentown, PA
    Doylestown, PA
    Allentown, PA
Other Businesses

Tax Preparation, Roark A. Gover, CPA; Located in Northampton, PA; as of 1/01/1988; 5% of time spent during business hours; Not conducted at branch; Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-15
S63 Uniform Securities Agent State Law Examination 1987-07-06
  • S65 Uniform Investment Adviser Law Examination
    2007-11-15
  • S63 Uniform Securities Agent State Law Examination
    1987-07-06

View on SEC IAPD

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