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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-05-19 |
Branch Locations
601 New Britain Road Suite 525, Doylestown, PA 18901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | Allentown | PA | 04/1992 | 05/2023 |
| Securian Financial Services, Inc. | Allentown | PA | 04/1999 | 05/2023 |
| Roark A Gover, Cpa | Northampton | PA | 02/1986 | Present |
| Foundations Financial Partners | Doylestown | PA | 01/2014 | Present |
| Commonwealth Financial Network | Waltham | MA | 05/2023 | Present |
Tax Preparation, Roark A. Gover, CPA; Located in Northampton, PA; as of 1/01/1988; 5% of time spent during business hours; Not conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-06 |
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