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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-03-28 |
| FL | RA | APPROVED | 2017-02-27 |
| TX | RA | APPROVED_RES | 2017-02-27 |
Branch Locations
11300 State Road 54, Trinity, FL 34655 • United States
Manning, SC • United States
New Port Richey, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Port Richey | FL | 04/2007 | 02/2017 |
| Morgan Stanley Smith Barney | Lutz | FL | 06/2009 | 02/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2017 |
| Raymond James & Associates, Inc. | Trinity | FL | 02/2017 | Present |
1) Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 10/11/2021 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: Lending funds to my daughter and son in law to buy an office building for their medical practices (2) Name of Business: Sunshine Blue LLC Address: 1242 Southbay Dr, Osprey, FL, 34229, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 10/11/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Non managing partner with my daughter and son in law.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-01 |
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