Anne Elizabeth Arbuthnot

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 11/2019
  The Vineyards At Stratham Condo Association
  Exeter, NH
• 10/2019 → 07/2021
  Sage Wealth Partners Llc
  Portsmouth, NH
• 07/2021 → Present
  Lpl Financial Llc
  Portsmouth, NH
• 04/1987 → 07/2021
  Waddell & Reed, Inc.
  Portsmouth, NH
• 07/1992 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Stratham, NH

Previous Registrations

• 1998-01-28 → 2021-07-21
  Waddell & Reed
  Stratham, NH
  Portsmouth, NH
  Portsmouth, NH
  Dover, MA
  Waltham, MA
  Bedford, NH
  Hamden, CT
  Portsmouth, NH

Other Businesses

1) 10/16/2019- Sage Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Portsmouth , NH - 100hrs/mth 2) 5/1987- Crump- Non-Variable Insurance- inv. related- PORTSMOUTH, NH- 5hrs/mth 3) 5/1987- Associates of Clifton Park- inv. related- PORTSMOUTH, NH- 5hrs/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-22
• S63 Uniform Securities Agent State Law Examination
  1987-04-29

Designations

• Certified Financial Planner