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Cliff George Hannon

Commonwealth Financial Network

Waterville, ME

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2020-07-08
  • ME RA
    APPROVED
    Since 2020-07-08

Branch Locations

88 Main Street Suites 204 & 205, Waterville, ME 04901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/1998 Present
Four Seasons Wealth Strategies Waterville ME 05/1998 Present
Other Businesses

Fixed insurance; as of 02/07/2011; approximately less than 5% time spent during business hours; conducted at branch location, investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-30
S63 Uniform Securities Agent State Law Examination 2006-11-11
  • S66 Uniform Combined State Law Examination
    2020-06-30
  • S63 Uniform Securities Agent State Law Examination
    2006-11-11

View on SEC IAPD

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