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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2008-10-20 |
Branch Locations
175 Montrose West Avenue, Akron, OH 44321 • United States
Uniontown, OH • United States
312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Finanical Services Inc | Cincinnati | OH | 10/2008 | Present |
SILPADA JEWELRY / 7203 ENGLISH DRIVE CINCINNATI,OH 45244 / JEWELRY PARTY SALES/ PRIVATELY HELD / START DATE 12/30/2014
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-11-12 |
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