Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2008-10-20
  • OH RA
    APPROVED
    Since 2008-10-20

Branch Locations

175 Montrose West Avenue, Akron, OH 44321 • United States

Uniontown, OH • United States

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Finanical Services Inc Cincinnati OH 10/2008 Present
  • 10/2008 → Present
    Ubs Finanical Services Inc
    Cincinnati, OH
Previous Registrations
Other Businesses

SILPADA JEWELRY / 7203 ENGLISH DRIVE CINCINNATI,OH 45244 / JEWELRY PARTY SALES/ PRIVATELY HELD / START DATE 12/30/2014

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-11-12
  • S63 Uniform Securities Agent State Law Examination
    2002-11-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Akron, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor