John Earl Basista

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-02-07
MI	RA	APPROVED	2010-09-24

TX RA
APPROVED

Since 2014-02-07
MI RA
APPROVED

Since 2010-09-24

Branch Locations

35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Southfield	MI	07/1993	Present
Morgan Stanley Smith Barney	Southfield	MI	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/1993 → Present

Citigroup Global Markets Inc.

Southfield, MI
06/2009 → Present

Morgan Stanley Smith Barney

Southfield, MI
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*542320 - Trust; Investment related - Yes; MILFORD, Michigan; Trustee/Co-Trustee, 12/2018; During business hours: 1; After business hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-23
S63	Uniform Securities Agent State Law Examination	1986-11-21

S66 Uniform Combined State Law Examination

2010-08-23
S63 Uniform Securities Agent State Law Examination

1986-11-21

Other Names

John Basista

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

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Exams

Other Names

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