Alan Edward Norton

Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 06/2019
  Cold Creek Capital, Inc.
  Braintree, MA
• 07/2019 → 07/2022
  Cushing Asset Management, Inc
  Dallas, TX
• 01/2023 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI
• 08/2022 → Present
  Cold Creek Capital, Inc.
  Braintree, MA

Previous Registrations

• 2022-08-01 → 2022-12-31
  Cold Creek Capital Inc.
  Braintree, MA
• 2014-04-04 → 2019-12-31
  Cold Creek Capital
  Braintree, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-22

Designations

• Chartered Financial Analyst