Roger Jon Lowry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 07/2025
  Next Financial Group, Inc
  Northglen, CO
• 07/2025 → Present
  Lpl Financial Llc
  Northglenn, CO

Previous Registrations

• 2013-10-15 → 2025-07-10
  Next Financial Group, Inc.
  Colorado Springs, CO
  Northglenn, CO
• 2009-06-10 → 2013-10-21
  Voya Financial Advisors, Inc.
  Des Moines, IA
  Red Oak, IA
  Northglenn, CO
  Northglenn, CO

Other Businesses

1- 07/2025 - Lowry Financial & Retirement Services - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/1987 - 2 hours per month/ during trading 2- 07/2025 - Lowry Financial & Retirement Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/15/2013 - 160 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-08-11

Designations

• Chartered Financial Consultant