Thomas James Radtke

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-02-15
VI	RA	APPROVED	2017-04-18
TX	RA	APPROVED_RES	2015-02-05
MN	RA	APPROVED	2013-11-19

SC RA
APPROVED

Since 2023-02-15
VI RA
APPROVED

Since 2017-04-18
TX RA
APPROVED_RES

Since 2015-02-05
MN RA
APPROVED

Since 2013-11-19

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Beaufort, SC • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City National Bank	Edina	MN	06/2019	12/2023
Rbc Capital Markets Corporation	Edina	MN	03/2008	Present

06/2019 → 12/2023

City National Bank

Edina, MN
03/2008 → Present

Rbc Capital Markets Corporation

Edina, MN

Other Businesses

(1) NAME OF ENTITY: RENTAL PROPERTY; ADDRESS: 28 NORTH 8TH STREET BAYFIELD, WI; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: SEASONAL HOME; CAPACITY: OWNER-ACTIVE; START DATE: 05/2019; DUTIES: N/A; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-27
S63	Uniform Securities Agent State Law Examination	1986-10-27

S65 Uniform Investment Adviser Law Examination

1999-10-27
S63 Uniform Securities Agent State Law Examination

1986-10-27

Other Names

Thomas J Radtke

View on SEC IAPD