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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegheny Valley Bank | Pittsburgh | PA | 07/2012 | 07/2017 |
| Lpl Financial Llc | Charlotte | NC | 08/2012 | 07/2017 |
| Cetera Investment Services Llc | St.CLoud | MN | 07/2017 | Present |
| Standard Bank Pasb | Pittsburgh | PA | 07/2017 | Present |
| Cetera Investment Advisers Llc | Pittsburgh | PA | 07/2017 | Present |
1. BOARDMEMBER OF THE PITTSBURGH PROJECT -501(c)3 - COMMUNITY DEVELOPMENT -FUNDRAISING AND PARTICIPATION IN BUILDING PROJECTS OF HOME REPAIR AND NEW CONSTRUCTION FOR LOW INCOME RESIDENTS. 1-2HRS WK, NO SECURITIES CLIENTS OR ACTIVITIES. 2. BOARD MEMBER FOR BSA LAUREL HIGHLANDS COUNCIL; ENSURE PROPER FUNCTION OF ENTITY ACTIVITIES, COMPLIANCE TO CHARTER, PROMOTE THE ENTITY, AND FUND RAISE. 1-2 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-30 |
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