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Thomas Clyde Corcoran

Edward Jones

Pontiac, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-31
  • IL RA
    APPROVED
    Since 2025-01-31

Branch Locations

905 W Custer Ave, Pontiac, IL 61764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Pontiac IL 06/2024 01/2025
Edward Jones St. Louis MO 01/2025 Present
Securities America, Inc Pontiac IL 12/2012 06/2024
  • 06/2024 → 01/2025
    Osaic Wealth, Inc.
    Pontiac, IL
  • 01/2025 → Present
    St. Louis, MO
  • 12/2012 → 06/2024
    Securities America, Inc
    Pontiac, IL
Previous Registrations
  • 2012-12-03 → 2013-12-31
    Securities America Advisors, Inc.
    Pontiac, IL
  • 2010-11-04 → 2012-12-05
    Eagle One Investments, Llc
    Washington, IA
    Pontiac, IL
  • 2006-02-06 → 2010-11-05
    Woodbury Financial Services, Inc.
    Pontiac, IL
    Pontiac, IL
Other Businesses

Thomas C. Corcoran Type of business: Property Owner Pontiac, IL Start date: 6/1/2006 Property Owner Hours per week: 0 Hours during trading: 0 Collect and deposit rents. Oversee the maintenance of the buildings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-18
S65 Uniform Investment Adviser Law Examination 2000-02-29
S63 Uniform Securities Agent State Law Examination 1991-11-12
  • S66 Uniform Combined State Law Examination
    2025-01-18
  • S65 Uniform Investment Adviser Law Examination
    2000-02-29
  • S63 Uniform Securities Agent State Law Examination
    1991-11-12
Other Names
  • Tom Corcoran

View on SEC IAPD

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