John Vernon Lyons

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-07
MA	RA	APPROVED	2019-03-05

TX RA
APPROVED

Since 2021-01-07
MA RA
APPROVED

Since 2019-03-05

Branch Locations

1189 Providence Rd, Whitinsville, MA 01588 • United States

25 North Main St, Uxbridge, MA 01569 • United States

4 Mechanic St., Douglas, MA 01516 • United States

113 Main St., Upton, MA 01568 • United States

29 Galaxy Pass, Sutton, MA 01590 • United States

156 Worcester Providence Tpke, Sutton, MA 01590 • United States

91 Prospect St., Milford, MA 01757 • United States

89 Worcester St., North Grafton, MA 01536 • United States

87 West Main St., Hopkinton, MA 01748 • United States

10 Cheney St., Blackstone, MA 01504 • United States

193 Boston Turnpike Ste 3160, Shrewsbury, MA 01545 • United States

24 Gold Star Blvd., Worcester, MA 01605 • United States

49 Church St, Whitinsville, MA 01588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Hartford	CT	06/2000	02/2019
Unibank For Savings	Whitinsville	MA	06/2000	Present
Lpl Financial Llc	Whitinsville	MA	02/2019	Present

06/2000 → 02/2019

Infinex Investments, Inc.

Hartford, CT
06/2000 → Present

Unibank For Savings

Whitinsville, MA
02/2019 → Present

Lpl Financial Llc

Whitinsville, MA

Previous Registrations

2001-09-24 → 2019-02-26

Osaic Institutions, Inc.

Whitinsville, MA

Worcester, MA

Other Businesses

1)UniVest Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2019 2)01/09/2019 - UniBank for Savings - inv rel - at reported business location(s) - start: 06/2000 - 4 hr/mth 3)01/09/2019 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 02/2019 - 1 hr/mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-26
S63	Uniform Securities Agent State Law Examination	1992-08-14

S65 Uniform Investment Adviser Law Examination

1998-06-26
S63 Uniform Securities Agent State Law Examination

1992-08-14

Designations

Certified Financial Planner

View on SEC IAPD