Joseph James Hoff

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2023-05-02

KY RA
APPROVED

Since 2023-05-02

Branch Locations

Cleves, OH • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

300 Dave Cowens Drive, Ste 608, Newport, KY 41071 • United States

300 Dave Cowens Drive, Suite 608, Newport, KY 41071 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	Cincinnati	OH	09/1991	05/2023
Lpl Financial	Newport	KY	05/2023	Present

09/1991 → 05/2023

Lincoln Financial Advisors Corporation

Cincinnati, OH
05/2023 → Present

Lpl Financial

Newport, KY

Previous Registrations

2000-01-01 → 2023-05-02

Osaic Fa, Inc.

Cincinnati, OH

Cincinnati, OH

Other Businesses

1) 03/2023 - Hoff Bujnoch & Associates - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 03/2023 - Union Central Life now Ameritas Life Insurance Corp. - Non-Variable Insurance - Inv. Related - Lincoln, NE - Insurance Trail Receiver- Start Date 09/01/1985 - 0hrs/month 3) 03/2023 - Lifetime Financial Growth Company of Ohio, LLC - Non-Variable Insurance - Inv. Related - Cincinnati, OH - Insurance Trail Receiver- Start Date 09/15/1991 - 0hrs/month

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-06-22

S63 Uniform Securities Agent State Law Examination

1987-06-22

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD