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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-18 |
| NC | RA | APPROVED | 2025-07-01 |
Branch Locations
401 N Tryon St Ci Relationship Management, Charlotte, NC 28255 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 01/2024 | 05/2025 |
| Emergency Resource Management | Bethel | CT | 11/2019 | 03/2021 |
| Danbury Hospital | Danbury | CT | 11/2019 | 04/2021 |
| Danbury Ambulance | Danbury | CT | 08/2018 | 10/2019 |
| Wilton Public Schools - Middlebrook | Wilton | CT | 09/2015 | 06/2018 |
| Unemployed | Wilton | CT | 04/2021 | 06/2021 |
| Unemployed | Ft. Myers | FL | 06/2021 | 11/2022 |
| Unemployed | Columbus | OH | 11/2022 | 06/2023 |
| Randstad | Charlotte | NC | 07/2023 | 12/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 05/2025 | Present |
| Bank Of America, N.A. | Charlotte | NC | 07/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-13 |
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