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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States

San Antonio, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. San Antonio TX 01/2015 03/2017
Mml Investors Services, Llc San Antonio TX 03/2017 Present
Massmutual Life Insurance Company San Antonio TX 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    San Antonio, TX
  • 03/2017 → Present
    San Antonio, TX
  • 07/2016 → Present
    Massmutual Life Insurance Company
    San Antonio, TX
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    San Antonio, TX
  • 2002-07-03 → 2015-01-02
    New England Securities
    San Antonio, TX
    Austin, TX
    Austin, TX
    San Antonio, TX
Other Businesses

INDEPENDENT INSURANCE AGENT (DENTAL AND GROUP DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH) 1 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 6/2009

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-06
  • S63 Uniform Securities Agent State Law Examination
    1987-10-06

View on SEC IAPD

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