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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 11/2012 | 11/2020 |
| Tiaa | Denver | CO | 11/2012 | 11/2020 |
| Grubhub For Drivers | Littleton | CO | 02/2021 | 02/2022 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2022 | Present |
Soul Dog Rescue|Investment Related:No|1245 Factory Drive;Fort Lupton;CO;80621 ;USA|Animal rescue|Animal Enrichment Program |2025-10-24|HoursPerMonth:20-40|HoursSpentduringSecurityTrading:0|between 5-10 per week I'll work to socialize kittens and puppies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-26 |
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