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Joseph Anthony Conway

Northcoast Research Partners, LLC

Cleveland, OH

Cleveland, OH

CRD 1528592

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Employer firm

Northcoast Research Partners, LLC CRD 149109

74 advisory clients

Reported services (Item 5G)

  • Periodicals / newsletters
  • Security ratings or pricing
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Northcoast Research Partners, Llc

1301 East Ninth Street 15Th Floor, Cleveland, OH 44114 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-23
  • OH RA
    APPROVED
    Since 2023-06-23

Branch Locations

1301 East Ninth Street Suite 1500, Cleveland, OH 44114

1301 East Ninth Street 15Th Floor, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ancora Securities Inc Cleveland OH 05/2009 Present
Northcoast Research Partners Llc Cleveland OH 04/2009 Present
Other Businesses

TREASURER OF FAMILY BUSINESS: DEB CONWAY INTERIORS. DEVOTE 0 HOURS DURING TRADING HOURS AND RECEIVE NO COMPENSATION. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-22
S63 Uniform Securities Agent State Law Examination 1986-08-13
  • S66 Uniform Combined State Law Examination
    2023-05-22
  • S63 Uniform Securities Agent State Law Examination
    1986-08-13
Other Names
  • Joseph A Conway

View on SEC IAPD

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Nearby Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
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VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH

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