Frank Alan Siegal

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  Citigroup Global Markets Inc.
  Birmingham, AL
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Birmingham, AL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2002-01-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Birmingham, AL
  Birmingham, AL

Other Businesses

*248353 - Alabama Holocaust Education Center; Investment related: No; Birmingham, Alabama; Education; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 2; After business hours: 0; Check Signing/Funds Disbursements, Budgeting. *302921 - Levite Jewish Community Center; Investment related - No; Birmingham, Alabama; Non-Profit; Board Member, Finance Committee, Vice President (proprietor, partner, officer, director, employee, trustee, agent); Jan 2016; During business hours: 1; After business hours: 0; making decisions as part of the overall board that boards typically make *430287 - Power of Attorney; Investment related Yes; Mtn. Brook, AL; April 2021; During business hours: 1; After business hours: 1.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-01
• S63 Uniform Securities Agent State Law Examination
  1986-07-25

Other Names

• Frank Allen Siegal