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Warren Craig Lessing

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chester, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-09-30
  • NJ RA
    APPROVED
    Since 2011-09-30

Branch Locations

172 Main St, Chester, NJ 07930 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Chester NJ 09/2011 Present
Bank Of America, N.A. Chester NJ 11/2011 Present
  • 09/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Chester, NJ
  • 11/2011 → Present
    Bank Of America, N.A.
    Chester, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-17
S63 Uniform Securities Agent State Law Examination 1987-03-31
  • S66 Uniform Combined State Law Examination
    2002-06-17
  • S63 Uniform Securities Agent State Law Examination
    1987-03-31
Other Names
  • Warren Lessing

View on SEC IAPD

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