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Bradly Curtis Maddock

Tandem Financial, LLC

Greenwood Village, CO

CRD 1504900

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Employer firm

Tandem Financial, LLC CRD 292565

$542M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tandem Financial, Llc

8400 E. Prentice Ave. Suite 1360, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-01-11
CO RA APPROVED 2021-07-02
  • MT RA
    APPROVED
    Since 2024-01-11
  • CO RA
    APPROVED
    Since 2021-07-02

Branch Locations

8400 E. Prentice Ave. Suite 1360, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Maddock Financial Llc Greenwood Village CO 02/2002 Present
Tandem Financial, Llc Greenwood Village CO 07/2021 Present
  • 02/2002 → Present
    Maddock Financial Llc
    Greenwood Village, CO
  • 07/2021 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-10-07
  • S63 Uniform Securities Agent State Law Examination
    1988-10-07
Designations
  • Certified Financial Planner
Other Names
  • Bradly Curtis Maddock

View on SEC IAPD

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