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Harold Joseph Garden

Wells Fargo Clearing Services, LLC

Kearney, NE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2011-01-03
  • NE RA
    APPROVED
    Since 2011-01-03

Branch Locations

21 W 21St St 2Nd Fl, Kearney, NE 68847 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Kearney NE 01/2011 11/2016
Wells Fargo Clearing Services, Llc Kearney NE 11/2016 Present
Previous Registrations
  • 2003-07-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Alliance, NE
    Kearney, NE
    Kearney, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-30
S63 Uniform Securities Agent State Law Examination 1993-08-26
  • S66 Uniform Combined State Law Examination
    2003-06-30
  • S63 Uniform Securities Agent State Law Examination
    1993-08-26
Other Names
  • Joe Garden
  • H Joe Garden

View on SEC IAPD

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