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Current Employers
Flc Capital Advisors

44750 Village Court, Palm Desert, CA 92260 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-12-22
  • CA RA
    APPROVED
    Since 2000-12-22

Branch Locations

44750 Village Ct, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Godecke Clark Palm Desert CA 10/1993 Present
Securities America Palm Desert CA 03/2000 06/2024
Flc Capital Advisors Palm Desert CA 04/2000 Present
Nasd Dispute Resolution Palm Desert CA 06/1999 Present
Osaic Wealth, Inc. Palm Desert CA 06/2024 Present
  • 10/1993 → Present
    Godecke Clark
    Palm Desert, CA
  • 03/2000 → 06/2024
    Securities America
    Palm Desert, CA
  • 04/2000 → Present
    Palm Desert, CA
  • 06/1999 → Present
    Nasd Dispute Resolution
    Palm Desert, CA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Palm Desert, CA
Other Businesses

GODECKE CLARK POSITION: CPA NATURE: GODECKE CLARK CPAS ACCOUNTING AND TAX PREP. CPA 98 % TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/1993 ADDRESS: 44875 Deep Canyon Rd., Palm Desert CA 92260 DESCRIPTION: preparing income tax returns FINRA ARIBITRATION POSITION: Non-Public Arbitrator NATURE: FINRA DISPUTE RESOLUTION ARBITRATION ARBITRATOR 2% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/1999 ADDRESS: 300 S. Grand Ave., Los Angeles CA 90071 DESCRIPTION: i am an Non-Public arbitrator FLC CAPITAL ADVISORS POSITION: refer customers NATURE: FLC CAPITAL ADVISORS - INVESTMENT ADVISOR REPRESENTATIVE-INVESTMENT RELATED- IAR- START DATE: 4/2000- LOCATED AT: 44-750 VILLAGE COURT PALM DESERT, CA 92260 INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2000 ADDRESS: 44750 Village Court, Palm Desert CA 92260 DESCRIPTION: refer customers

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-11-15
S65 Uniform Investment Adviser Law Examination 1999-10-26
  • S63 Uniform Securities Agent State Law Examination
    1999-11-15
  • S65 Uniform Investment Adviser Law Examination
    1999-10-26

View on SEC IAPD

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