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Sheryl Leeyarvitz Cox

Stifel, Nicolaus & Company, Incorporated

East Sandwich, MA

Plymouth, MA

CRD 1496255

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-11-14
CA RA APPROVED 2014-02-05
TX RA APPROVED 2013-09-30
  • OH RA
    APPROVED
    Since 2017-11-14
  • CA RA
    APPROVED
    Since 2014-02-05
  • TX RA
    APPROVED
    Since 2013-09-30

Branch Locations

East Sandwich, MA • United States

18 Main Street Extension Suite 303, Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Plymouth MA 03/2013 Present
  • 03/2013 → Present
    Stifel Nicolaus & Co Inc
    Plymouth, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-31
S63 Uniform Securities Agent State Law Examination 1986-06-05
  • S66 Uniform Combined State Law Examination
    2013-07-31
  • S63 Uniform Securities Agent State Law Examination
    1986-06-05
Other Names
  • Sheryl Lee Yarvitzcox
  • Sheryl Yarvitz
  • Sheryl Lee Yarvitz Cox

View on SEC IAPD

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