Beth Zaitz

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-23
TX	RA	APPROVED	2021-02-04

NY RA
APPROVED

Since 2021-07-23
TX RA
APPROVED

Since 2021-02-04

Branch Locations

401 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	New York	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	02/2021
Wells Fargo Advisors Financial Network, Llc	Melville	NY	02/2021	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

New York, NY
11/2016 → 02/2021

Wells Fargo Clearing Services, Llc

New York, NY
02/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Melville, NY

Previous Registrations

2012-07-11 → 2021-02-04

Wells Fargo Clearing Services, Llc

New York, NY

New York, NY

Other Businesses

BSZ CAPITAL CORP, INV RELATED, MELVILLE, NY, 100% OWNERSHIP, START 7/1/20201, 3 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE. BSZ CAPITAL CORP 401K; INV. RELATED; MELVILLE, NY; TRUSTEE; START DATE 6/24/2021; 3 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-06-24

S63 Uniform Securities Agent State Law Examination

1996-06-24

Other Names

Beth Seitz

View on SEC IAPD