Frederick Rappina

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-09-14

FL RA
APPROVED

Since 2023-09-14

Branch Locations

Wesley Chapel, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual	Lutz	FL	08/2016	09/2023
Mml Investors Services	Lutz	FL	08/2016	09/2023
Fairfax County Police Department	Fairfax	VA	02/2002	06/2020
Vse Capital Realty	Fairfax	VA	11/2014	12/2021
Opta Financial	Wesley Chapel	FL	01/2015	Present
Rappi Enterprises Llc	Wesley Chapel	FL	06/2014	Present
Cetera Financial Specialists Llc	Schaumburg	IL	09/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2023	Present

08/2016 → 09/2023

Massmutual

Lutz, FL
08/2016 → 09/2023

Mml Investors Services

Lutz, FL
02/2002 → 06/2020

Fairfax County Police Department

Fairfax, VA
11/2014 → 12/2021

Vse Capital Realty

Fairfax, VA
01/2015 → Present

Opta Financial

Wesley Chapel, FL
06/2014 → Present

Rappi Enterprises Llc

Wesley Chapel, FL
09/2023 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
09/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2016-10-24 → 2023-09-13

Mml Investors Services, Llc

Fairfax, VA

Wesley Chapel, FL

Other Businesses

1) OPTA FINANCIAL; WESLEY CHAPEL, FL; INVESTMENT RELATED; DBA FOR INVESMTENTS/WEALTH MANAGEMENT; OWNER; SINCE 01/2015; 160 HRS/MO 2) RAPPI ENTERPRISES LLC; WESLEY CHAPEL, FL; NON-INVESTMENT RELATED; REAL ESTATE RENTALS; MANAGER; OWNER; SINCE 06/2014; 4 HRS/MO 3) NAME OF OTHER BUSINESS: RAPPI EDUCATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LAND LEASING/FARMING; START DATE: 12/2019; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELPING SPOUSE WITH ITEMS AS THEY ARISE IN RUNNING PRESCHOOL; 4) NAME OF OTHER BUSINESS: FREDERICK RAPPINA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: AUTHOR; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: AUTHOR/ OWNER APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WROTE A BOOK;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-10-13
S65	Uniform Investment Adviser Law Examination	2016-07-27

S63 Uniform Securities Agent State Law Examination

2016-10-13
S65 Uniform Investment Adviser Law Examination

2016-07-27

Designations

Chartered Financial Consultant

Other Names

Freddie Rappina

View on SEC IAPD