Jeffrey Alan Pierce

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2007-10-11

FL RA
APPROVED

Since 2007-10-11

Branch Locations

801 Laurel Oak Drive Suite 201, Naples, FL 34108 • United States

801 Laurel Oak Drive Suite 500, Suntrust Building, Naples, FL 34108 • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Naples	FL	10/2007	Present

10/2007 → Present

Ubs Financial Services Inc.

Naples, FL

Previous Registrations

2007-04-02 → 2007-10-15

Morgan Stanley & Co. Llc

Naples, FL
1994-02-01 → 2007-04-02

Morgan Stanley Dw Inc.

Naples, FL

Ft. Myers, FL

Other Businesses

LOCAL ROAD PAVING GROUP / 7271 MONARCH LANE FORT MYERS,FL 33912 / APPROX 20 RESIDENTS PAVING THEIR ROAD / PRIMARILY RESPONSIBLE FOR COLLECTING & DISPURSING FUNDS TO COMPLETE PROJECT / COLLECT & DISPURSE FUNDS TO COMPLETE ROAD PAVING PROJECT / START DATE 12/20/2012 - 6/20/2013.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-05
S63	Uniform Securities Agent State Law Examination	1989-04-05

S65 Uniform Investment Adviser Law Examination

1999-02-05
S63 Uniform Securities Agent State Law Examination

1989-04-05

Other Names

Jeffrey A Pierce

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews