Robert James Gringeri

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27

NY RA
APPROVED

Since 2021-07-27

Branch Locations

400 Meridian Centre Blvd Ste 210, Rochester, NY 14618 • United States

1200 Pittsford Victor Rd Ste 100, Pittsford, NY 14534 • United States

Geneva, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Pittsford	NY	11/2016	Present
Wells Fargo Advisors Llc	Pittsford	NY	05/2009	11/2016

11/2016 → Present

Wells Fargo Clearing Services, Llc

Pittsford, NY
05/2009 → 11/2016

Wells Fargo Advisors Llc

Pittsford, NY

Other Businesses

VANDERBILT MARSH CLUB, NOT INV RELATED, ROCHESTER, NY, 3.84% OWNER, START: 1/20/2017, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: HUNTING CLUB. TOWN OF GENEVA, NY PLANNING BOARD; NOT INV. RELATED; GENEVA, NY; BOARD MEMBER; START DATE 1/2021; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MONTHLY MEETINGS REVIEW DEVELOPMENT SITES AS NEEDED AND COMPLETE 2 HOURS OF CE ANNUALLY.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-05-09

S63 Uniform Securities Agent State Law Examination

1986-05-09

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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