Best Investors
Account
Sign in
Best Investors
Account
Sign in
CRD 1442736
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
390 Elm Avenue, Auburn, CA 95603 • United States
48 Main Street, Winters, CA 95694 • United States
155 N Tehama Street, Willows, CA 95988 • United States
328 Walker Street, Orland, CA 95963 • United States
555 Mason Street Suite 100, Vacaville, CA 95688 • United States
558 Market Street, Colusa, CA 95932 • United States
1455 Oliver Road, Fairfield, CA 94533 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Northern Bank | Auburn | CA | 01/2026 | Present |
| Raymond James Financial Services | Auburn | CA | 09/2007 | Present |
| Raymond James Financial Services Advisors, Inc | Auburn | CA | 01/2009 | Present |
(1)Name of Business: First Northern Advisors Address: 390 Elm Ave, Auburn, CA, 95603, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: single family home rental property Address: 3009 Mt. Baldy Drive, Roseville, CA, 95747, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: property owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-19 |
Reach out to this advisor