Thomas Joseph Rollando

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Vero Beach, FL
• 07/2011 → 07/2019
  Bank Of America, N.A.
  Vero Beach, FL
• 07/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Vero Beach, FL

Previous Registrations

• 2009-02-04 → 2019-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Vero Beach, FL

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; PALM CITY,FL; 100% OWNERSHIP; START DATE 01/01/2012; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; MAINTAIN THE PROPERTY, COLLECT RENT, ETC. THREE BULLS, LLC DBA WARREN CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; VERO BEACH,FL; 33.3% OWNERSHIP; START DATE 07/02/2019; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 120; PORFOLIO MANAGEMENT. TROLLANDO,INC; INVESTMENT RELATED; VERO BEACH, FL; 100% OWNERSHIP; START DATE 01/01/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; PASS THROUGH FOR FINET PRACTICE. T ROLLANDO INC 401K; INVESTMENT RELATED; VERO BEACH, FL; TRUSTEE; START DATE 01/01/2021; 0 HRS PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE 401K.

Exams

• S66 Uniform Combined State Law Examination
  2009-01-27
• S65 Uniform Investment Adviser Law Examination
  1996-09-18
• S63 Uniform Securities Agent State Law Examination
  1986-10-02

Other Names

• Thomas J Rollando