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Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-06
TX RA APPROVED 2025-01-06
  • AR RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED
    Since 2025-01-06

Branch Locations

North Little Rock, AR • United States

12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Partnervest Advisory Services Llc Santa Barbara CA 09/2002 09/2020
Sorrento Pacific Financial, Llc N Little Rock AR 07/2009 09/2020
Crews & Associates, Inc. Little Rock AR 09/2020 01/2025
Independent Financial Group, Llc North Little Rock AR 01/2025 Present
Previous Registrations
  • 2020-09-30 → 2025-01-06
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
  • 2002-09-06 → 2020-10-06
    Partnervest Advisory Services Llc
    Santa Barbara, CA
    La Mesa, CA
    La Mesa, CA
    Jamul, CA
    La Mesa, CA
    North Little Rock, AR
    North Little Rock, AR
  • 1999-08-20 → 2002-09-12
    Spelman & Co., Inc.
    La Mesa, CA
Other Businesses

Deininger & Associates, Inc.; not investment related; the address is 2705 Seminole Tr., North Little Rock, AR 72116; this corporation will remain open until the end of year 2021 when it will be dissolved; the position is President; the start date was 01-01-2018; the hours per month devoted to the business is zero with zero hours during trading hours; the duties were as an independent contractor with a prior broker-dealer and registered investment advisor firm that will not receive any commissions or trails in 2021, and there is no longer any business purpose. AL & REBECCA POSITION: Co-musician NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2025 ADDRESS: 2705 Seminole Trail, North Little Rock AR 72116, United States DESCRIPTION: Occasionally play music at different events.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-19
S63 Uniform Securities Agent State Law Examination 1986-01-27
  • S65 Uniform Investment Adviser Law Examination
    1999-07-19
  • S63 Uniform Securities Agent State Law Examination
    1986-01-27
Designations
  • Certified Financial Planner
Other Names
  • Al Deininger
  • Big Al Deininger

View on SEC IAPD

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