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Independent Financial Group, LLC CRD 7717
$12.9B regulatory AUM 301 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-06 |
| TX | RA | APPROVED | 2025-01-06 |
Branch Locations
North Little Rock, AR • United States
12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Partnervest Advisory Services Llc | Santa Barbara | CA | 09/2002 | 09/2020 |
| Sorrento Pacific Financial, Llc | N Little Rock | AR | 07/2009 | 09/2020 |
| Crews & Associates, Inc. | Little Rock | AR | 09/2020 | 01/2025 |
| Independent Financial Group, Llc | North Little Rock | AR | 01/2025 | Present |
Deininger & Associates, Inc.; not investment related; the address is 2705 Seminole Tr., North Little Rock, AR 72116; this corporation will remain open until the end of year 2021 when it will be dissolved; the position is President; the start date was 01-01-2018; the hours per month devoted to the business is zero with zero hours during trading hours; the duties were as an independent contractor with a prior broker-dealer and registered investment advisor firm that will not receive any commissions or trails in 2021, and there is no longer any business purpose. AL & REBECCA POSITION: Co-musician NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2025 ADDRESS: 2705 Seminole Trail, North Little Rock AR 72116, United States DESCRIPTION: Occasionally play music at different events.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-27 |
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