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Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-06
MA RA APPROVED 2018-11-08
  • FL RA
    APPROVED
    Since 2019-09-06
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

Deerfield Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Funds, Llc Boston MA 05/2010 Present
John Hancock Advisers, Llc Boston MA 05/2010 Present
Mfc Global Investment Management (U.S.), Llc Boston MA 05/2010 Present
John Hancock Advisers, Llc Boston MA 11/2018 Present
  • 05/2010 → Present
    John Hancock Funds, Llc
    Boston, MA
  • 05/2010 → Present
    John Hancock Advisers, Llc
    Boston, MA
  • 05/2010 → Present
    Mfc Global Investment Management (U.S.), Llc
    Boston, MA
  • 11/2018 → Present
    John Hancock Advisers, Llc
    Boston, MA
Previous Registrations
Other Businesses

1.NAME OF BUSINESS: JOHN HANCOCK ASSET MANAGEMENT ( JHAM ); BUSINESS IS INVESTMENT RELATED. ADDRESS: 101 HUNTINGTON AVENUE, BOSTON MA, 02199. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER THAT IS AN AFFILIATE OF (JHF OR JHD) UNDER COMMON CONTROL. RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE. START DATE: (PROVIDED BY JHAM). APPROXIMATE NUMBER OF HOUR/MONTH INVOLVED IN THIS BUSINESS: 10. APPROXIMATE NUMBER OF HOURS INVOLVED IN THIS BUSINESS DURING SECURITIES TRADING HOURS: 10. DUTIES: MARKETING AND OFFERING, ON A WHOLESALE BASIS, THE SEPARATE MANAGED ACCOUNT STRATEGIES OF JHAM. 2. JAS Property Holdings LLC. Rental Property (Condo) Owner. 1021 Hillsboro Mile #906 Hillsboro Beach, FL 33062. 0 hours per week, received compensation in the form of rent of 2,500/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-29
  • S66 Uniform Combined State Law Examination
    2004-12-29
Other Names
  • Judith Ann Arizini
  • Judy Arizini

View on SEC IAPD

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