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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-25
CA RA APPROVED 2011-06-29
NC RA APPROVED 2008-10-17
OH RA APPROVED 2008-10-03
PA RA APPROVED 2006-05-15
  • TX RA
    APPROVED_RES
    Since 2014-06-25
  • CA RA
    APPROVED
    Since 2011-06-29
  • NC RA
    APPROVED
    Since 2008-10-17
  • OH RA
    APPROVED
    Since 2008-10-03
  • PA RA
    APPROVED
    Since 2006-05-15

Branch Locations

867 Berkshire Blvd. Suite 102, Wyomissing, PA 19610 • United States

1390 Ridgeview Drive Suite 101, Allentown, PA 18104-9066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Allentown PA 01/1990 05/2019
Janney Montgomery Scott Llc Allentown PA 05/2019 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-08
  • S63 Uniform Securities Agent State Law Examination
    1985-10-08

View on SEC IAPD

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