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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-15 |
| TX | RA | APPROVED_RES | 2020-04-02 |
| NJ | RA | APPROVED | 2013-02-04 |
Branch Locations
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Paramus | NJ | 01/2013 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
I)AMERICAN FINISHING & SPRAY, PO BOX 5669 NEWARK NJ 07105, MANUFACTURING, POA, NO START DATE, 0 HRS MNTH, 0 HRS DRNG TRDNG, NOT INVST RLTD. II) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION; WHEEL OF FORTUNE; NOT INVESTMENT RELATED; ROCKERFELLER NEW YORK, NEW YORK, NEW YORK 10024; NO COMPENSATION; POSITION, TITLE, ASSOCIATION: OTHER, CONTESTANT ON GAME SHOW; 3/15/2013; 8 HOURS ANNUALLY; 0 HOURS DEVOTED DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-18 |
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