Michael Samuel Davern

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Nuveen Asset Management, Llc
  Chicago, IL
• 01/1997 → Present
  John Nuveen & Co., Incorporated
  Chicago, IL

Previous Registrations

• 2000-05-27 → 2011-09-01
  Nuveen Fund Advisors, Llc
  Chicago, IL

Other Businesses

1) HEAD NVPRINS BERNHARDPLEIN200, 1097 JB AMSTERDAM, NETHERLANDS; I AM A SPONSORED PLAYER FOR HEAD AND RUN THE SPONSORSHIP PROGRAM FOR THE STATE OF ILLINOIS; THE POSITION IS TITLED, "REGIONAL MARKETING COORDINATOR". IT IS AN UNPAID POSITION. I RECEIVE CLOTHES, SHOES, BAGS, RACQUETS, BALL AND GLOVES EITHER FREE OR AT A DISCOUNTED FEE. IN RETURN, I PLAY OCCASSIONAL TOURNAMENTS WEARING HEAD CLOTHING. I ALSO LOOK FOR UP AND COMING PLAYERS THAT HEAD MAY WANT TO SPONSOR TO REPRESENT THE BRAND IN ILLINOIS. I SPEND LESS THAN ONE HOUR A MONTH; THE CLOTHES PACKAGE IS APPROXIMATELY WORTH $250 AT COST. I PAY $50 TO $75; THIS ACTIVITY DOES NOT CONFLICT WITH MY DUTIES AT NUVEEN; I'VE BEEN A SPONSORED PLAYER SINCE 1994. 2) ILLINOIS RACQUETBALL ASSOCIATION (NO ADDRESS) WE ARE A STATE ORGANIZATION AFFILIATED WITH USA RACQUETBALL, 1685 WEST UINTAH ST., STE 103, COLORADO SPRINGS, CO 80904; MEMBER OF THE BOARD; 1 HOUR A MONTH; NO COMPENSATION; WILL NOT CONFLICT WITH MY DUTIES AT NUVEEN; 1994 - PRESENT.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-07-31
• S65 Uniform Investment Adviser Law Examination
  1995-01-11